On December 13, 2023, the Securities and Exchange Commission (SEC) made a landmark decision by voting to adopt significant rule changes mandating central clearing of certain secondary market transactions within the U.S. Treasury market. These transactions include repurchases (repos), reverse repurchases (reverse repos) and U.S. Treasury securities. The rule change, one of the most substantial […]
Connor Opalka
Connor is a Project Manager in Financial Services, where he is a Certified Associate in Project Management (CAPM) and holds a Lean Six Sigma Green Belt. His expertise lies in improving operational processes by leveraging technology to meet the needs of the business.
Blogs from this Author
Future-Proofing Financial Services: Rule 3110 Updates Empower Brokers
This post has been updated to reflect FINRA Regulatory Notice 24-02, issued January 23, 2024. The COVID-19 pandemic prompted several unprecedented shifts in society, notably impacting the workplace and necessitating the adoption of innovative technologies that facilitate collaboration and efficiency in a work-from-home (WFH) environment. For brokers, in the financial services sector, remote work became […]