We attended SIFMA’s Anti-Money Laundering & Financial Crimes Conference last month where experts in the industry discussed legal and regulatory developments, enforcements, and industry perspectives. There were many discussions around whistleblowers, anti-bribery & corruption, securities fraud and even marijuana related securities legislation. Andrew J. Ceresney, Director of Enforcement at the U.S. Securities and Exchange Commission, gave a […]
Posts Tagged ‘SIFMA’
5 Things You Won’t Want to Miss at #SIFMATech 2014
The key drivers of global finance and new technology forces have converged on the financial services industry forcing firms to adapt and transform their business in order to win market share and operate more efficiently. Our financial services team is excited to head to New York next week to participate in the discussions at SIFMA Tech around how technology […]